General Info

Texas Securities Fraud Attorney Forman Law Firm Home Contact San Antonio Stock Broker Fraud Law Firm Forman Law Firm About Us Forman Law Firm represents individual and institutional investors in complaints against the securities industry. Additionally, the Firm represents registered representatives in enforcement and regulatory matters, employment related disputes, wrongful termination, defamation, insurance coverage and indemnity disputes, and arbitrations. Bryan T. Forman, the principal of the Firm, has been practicing law since 1987 as a litigator at private law firms and as general counsel of several broker-dealers. Since 1991, he has also served as Chief Executive Officer of brokerage firms which he founded, managing the overall business and legal affairs of the firms. During his tenure in the securities industry, he also served on several boards and advisory councils at the National Association of Securities Dealers, gaining valuable insight into the regulatory process. His legal and industry experience combine to provide the Firm's clients with the unique depth and insight necessary to prevail in a securities arbitration, trial or enforcement proceeding. Securities arbitration is the most common way that disputes between customers and financial institutions are resolved ; however, when there is no valid and binding arbitration provision between the customer and the firm, the customer's claims may be pursued in state or federal court. In either forum, clients require an attorney experienced in the complex and sometimes arcane world of securities regulation that can also effectively communicate to the arbitrators the essence of the case, from the filing of the claim all the way to the hearing before the panel of arbitrators. It is important that investors know their rights and obligations when choosing to invest in the financial markets, just as it is important that firms and their brokers know how to prudently represent the client's individual interests. The Financial markets are riddled with conflicts of interest between the professional and the investor, and the risks are heightened for both investor and financial professional. If you believe your accounts have been mismanaged or abused by your financial professional, or if you lost more money than you expected, contact us to have your case investigated.