Investment

• Investment Management
  As the parent company to Pershing and Lockwood, BNY Mellon is improving lives through their expertise and technology. They provide investment management and investment services that help individuals and institutions invest, conduct business and transact in markets all over the world. BNY Mellon’s ability to manage and service their clients’ investments is a reflection of how they manage their own business. To learn more about BNY Mellon, visit: www.bnymellon.com
• Mutual Funds
  Information about your accounts and transactions from us, our affiliates, or nonaffiliated third parties such as our clearing firm, mutual fund companies, insurance companies, money managers, and/or your prior brokerage firm (in the case of an account transfer)(for example, your account and transaction history, products purchased and services received, and balances and payment history);...
• Wealth Management
  Atria Wealth Solutions Completes Acquisition of Independent Wealth Management Firm SCF Securities, Inc. - NEXT Financial Group Inc.

Accounting

• Payroll Services
  Job application, resume, employment contract, performance review, photo for identification, information for payroll processing and benefits administration, and contact information

Planning

• Financial Planning
  The NEXT Consulting Services Program allows an IAR to offer clients financial planning and/or consulting services. The nature of these services varies based on an analysis of individual client needs. Areas addressed can include but are not limited to: investment portfolio advice; business or estate planning; financial counseling and/or planning; and complex planning services. Recurring payment term length is one year (12 months).
• Retirement Planning
  Many of these accomplishments can be attributed to NEXT working closely with its financial professionals to ensure that they can meet client demands for quality investment, insurance and retirement-planning products. Through supplemental training, support and a variety of resources, our financial professionals are equipped to give their clients the level of expertise they require.
• Annuities
  NEXT offers a wide range of investment products that support your customers’ goals, such as mutual funds, variable annuities, alternative investments and more.
• Asset Management
  Doug also held multiple leadership positions within Morgan Stanley’s wealth management division, including oversight of the product and services organization and development of the strategy and client segmentation organization. Beyond his wealth management experience, he served as a key executive in Morgan Stanley’s asset management division and spent many years in investment banking.