General Info

Established in 1997, Spencer Clarke LLC is a full-service brokerage and investment banking firm. The company offers a range of investment banking services to assist both public and private companies. Located in New York, N.Y., it caters the brokerage clients with a gamut of services that include equities, fixed income securities, mutual funds, portfolio and asset allocation, banking and fee-based managed accounts. Spencer Clarke LLC's investment banking services include corporate advisory, private placements, debt placements, public acquisition companies and bridge loans. The company, a member of The Financial Industry Regulatory Authority Inc. (FINRA), serves the investors, retailers and institutions.