General Info

Maxim Group LLC is one of the leading investment banking, securities and investment management firms in the United States. The company provides an array of financial services, including investment banking, equity research, private wealth management, structured products and global institutional equity. It caters to a wide range of corporate clients, institutional investors and high net worth individuals. The firm s institutional coverage spans more than 25 countries in four continents. Maxim Group LLC is a member of the Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking Board (MSRB) and Securities Insurance Protection Corporation (SIPC). The U.S. Securities and Exchange Commission has registered the firm as a broker-dealer. Additionally, the company is one of the world s leading underwriters of Business Combination Companies (BCCs).