General Info

Global Compliance Risk Management Corporation (“GlobalRMC”) is a strategic advisory and compliance risk management firm that offers financial market participants a comprehensive methodology for analyzing, addressing, and resolving compliance risk issues while providing tactical solutions that support business growth. Client base: GlobalRMC works with asset managers of all types, from institutional investors to pooled investment vehicles (hedge funds, private equity funds, real estate funds) as well as with diversified financial institutions that include banks and broker-dealers. We work effectively with clients of any size, at all stages in their operations. Approach: GlobalRMC combines the principles of Enterprise Risk Management with the deep experience of its principals in legal and regulatory compliance, corporate governance, and management consulting for financial services organizations. We focus on providing a series of “building blocks” that enhance a firm’s ability to make informed decisions about compliance risk, and establish a mechanism that clearly demonstrates to regulators and investors the rigor of its decision process. Expertise: The principals of GlobalRMC each have over 20 years of experience in regulatory compliance and risk management for financial services organizations. We draw from extensive hands-on experience at top-tier investment banks, management consulting firms, and law firms to provide clients with a 360-degree view of the issues and the industry as well as with high-value, low cost tactical solutions