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      Ivan Barretto Founder and Managing Partner I was introduced to RIA regulatory compliance when I accepted a position as a Financial Examiner with the Texas State Securities Board Inspection and Compliance Division in 2006. During my tenure at the Texas State Securities Board, I conducted routine and for-cause examinations for registered investment advisory firms across the state of Texas.

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      Category
      Building Construction Consultants
      AKA

      RIA Compliance Concepts LLC

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