General Info

UBS Financial Services is a provider of wealth management solutions in the United States. The company is a registered broker-dealer that offers securities, trading, brokerage and related products and services. It is a member of the Securities Investor Protection Corporation and the Financial Industry Regulatory Authority. UBS Financial Services is a subsidiary of UBS, which is one of the world's leading financial firms. The parent company manages investment banking and wealth and asset management units. It operates offices in more than 50 countries. The parent company employs a staff of over 70,000 people worldwide. It offers investment solutions to private clients, financial intermediaries and institutional investors.