General Info

UBS Financial Services specializes in wealth management solutions. The company offers a range of trading, brokerage and securities products for clients in the United States. It is a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation. UBS Financial Services is a part of UBS, which has expertise in investment banking and asset management solutions. The parent company provides a selection of financial services for private, corporate and institutional clients worldwide. With offices in more than 50 countries, it employs over 65,000 people. UBS operates Wealth Management Americas, which provides advice-based relationships through its financial advisors.