General Info

Lewitas Hyman PC represents individual investors, financial professionals, broker-dealers and registered investment advisors in matters impacting the financial services industry. The firm advises on matters involving investment losses resulting from alleged misconduct by financial professionals and firm; regulatory investigations and registration issues involving the SEC, FINRA, State, CFP Board and other regulatory bodies; and employment disputes specific to the financial services industry such as wrongful termination, defamation, and the expungement of BrokerCheck and other CRD disclosures.